Regulation, Operations and Compliance (ROC)
CHFA Members are eligible for a discounted registration rate of $1783.00.
16 hours of CLE and CPE (Accounting & Auditing Credit)
Join over 500 alternative investment executives with the top 200 firms to understand the business, compliance, operations and risk challenges for 2015 and formulate your strategic plans and tactical initiatives.
Institutional Investors require new levels of service and customized investment products from Fund Managers. To capture this emerging echelon of assets, Fund Managers must create new compliance, operational and risk management infrastructure, provide advanced training to personnel and retool workflows with administrators.
Furthermore, regulators have intensified their focus on hedge funds, private equity firms and other asset managers. Specifically, the SEC, CFTC, NFA, DOJ, IRS and DOL continue to expand their regulation, compliance requirements and reporting obligations while intensifying examination and enforcement activities.
In order to compete – firms must develop enterprise-wide compliance processes, operational practices and reporting structures – otherwise the increasing workload shall become unmanageable.
Regulation, Operations and Compliance (ROC) – Bermuda 2015 will feature the LARGEST COLLECTION OF SENIOR REGULATORS detailing the latest tactics, developments and priorities. Moreover – the CCOs, GCs and the Practice Leaders of the industry’s most renowned firms will deliver practical and actionable guidance to:
Capitalize on new allocation opportunities
- Streamline reporting structures and processes
- Improve your compliance procedures, controls, testing and annual review;
- Enhance your operational practices and use of administrators;
- Develop a deep understanding of new enforcement developments and priorities.
Additionally, CCOs from Top 100 Hedge Funds and Private Equity Firms shall provide exclusive insights regarding current or ongoing SEC Examinations, NFA Audits and other Regulatory Inspections.
For more information please call 800-306-6133 or you may register by clicking here.